Caldwell Sutter Capital, Inc.

30 LIBERTY SHIP WAY #3225, Sausalito, California 94965

SEC CRD#10489
Last ADV filed: 12/19/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee1.00%of assets under management

Detailed Fee Schedule

client's assets under management. The fee will generally range from 0.15% to 1.5% annually based on the total market value of assets in the Client's overall investment portfolio and the complexity of the services provided to you. The stated negotiated fee will be on the contract you sign t

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUM

Disciplinary Disclosures

This firm has 1 disclosure on record with the SEC.

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also registered with a broker-dealer
  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

Caldwell Sutter Capital, Inc. — Fiduciary Advisor Profile | FiduciaryListings