Capital Management Associates Inc

60 BROAD STREET, New York, New York 10004

SEC CRD#104783
Last ADV filed: 03/31/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Fee-Only Verified

Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee1.50%of assets under management

Detailed Fee Schedule

between the Client and CMA, but shall be based on an annualized rate of up to 1.5% of assets under management. Clients with similar amount of assets under management may pay differing Fees. Fees vary from Client to Client based upon a number of factors, including, but not limited to: (1) the client

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUM

Disciplinary Disclosures

This firm has 1 disclosure on record with the SEC.

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

Capital Management Associates Inc — Fiduciary Advisor Profile | FiduciaryListings