Define Financial, Llc
12526 HIGH BLUFF DRIVE, San Diego, California 92130
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
of $1.5 million shall be billed such that the first $1 million is charged at 1.25% per annum and the remaining $500,000 is charged at 0.95% per annum. Client deposits into an account are billed pro-rata based on the number of days remaining in the applicable billing quarter from the date of
Source: Form ADV Part 2 BrochureCompensation Transparency
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.