Financial Synergies

DBA: Financial Synergies Wealth Advisors, Inc.

4400 POST OAK PKWY, Houston, Texas 77027

SEC CRD#105643
Last ADV filed: 08/12/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Fee-Only Verified

Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee0.75%of assets under management
Flat Feeflat fee of $1000.00per year
Account Minimum$1Mto open an account

Detailed Fee Schedule

per year. We use a standardized scale to generate this percentage fee. This fee ranges from 0.75% to 1.50%. In limited cases and under special circumstances, we will depart from our standardized approach and negotiate a modified scaled fee or flat percentage fee. For Clients utilizing the

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUMFixed feesPerformance-based fees

Disciplinary Disclosures

This firm has 3 disclosures on record with the SEC.

Regulatory actions

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

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