Horizon Technology Finance
DBA: Horizon Technology Finance Management Llc
312 FARMINGTON AVENUE, Farmington, Connecticut 06032-2586
SEC CRD#153052
Last ADV filed: 12/10/2025
Verified Fiduciary
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Fee-Only Verified
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
Clean Disciplinary Record
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
No Conflicts Detected
Based on SEC filings, this firm does not sell insurance, operate as a broker-dealer, or offer proprietary products.
Fee Structure
Compensation methods:
Percentage of AUMPerformance-based fees
Compensation Transparency
Based on SEC filings, this firm is compensated exclusively through client fees. No additional revenue from insurance sales, brokerage commissions, or proprietary products was disclosed.