J.p. Morgan Securities Llc

270 PARK AVENUE, New York, New York 10017

SEC CRD#79
Last ADV filed: 02/12/2026
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee0.70%of assets under management
Flat Fee$20 per yearper year
Account Minimum$50,000to open an account

Detailed Fee Schedule

outside of the Programs. The maximum annual rate for JPMS’ component of the Fee is 2.00% for all Programs except for: • CBP, which has a maximum annual rate for JPMS’ component of the Fee of 0.70%, • Certain strategies in STRATIS managed by affiliates of JPMS, which may have a lower

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUM

Disciplinary Disclosures

This firm has 161 disclosures on record with the SEC.

Criminal disclosures; Regulatory actions

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also registered with a broker-dealer
  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

J.p. Morgan Securities Llc — Fiduciary Advisor Profile | FiduciaryListings