Kate Capital Llc
10 WRIGHT STREET, Westport, Connecticut 06880
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
for its advisory services. The management fees payable by the Funds start at 1.25% per annum for the first $250 million of investor ownership interests, and 1.5% for any subsequent investors. Management fees for each Fund are paid monthly in advance. Management Fees may vary and, in so
Source: Form ADV Part 2 BrochureCompensation Transparency
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.