Lpl Enterprise, Llc
1055 LPL WAY, Fort Mill, South Carolina 29715
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
in certain instances, and payable quarterly in advance. The maximum account fee is 2.50%. LPL reserves the right to increase the upper limit of the account fee upon 30 days’ prior notice to clients. LPL, LPLE and IARs do not
Source: Form ADV Part 2 BrochureDisciplinary Disclosures
This firm has 10 disclosures on record with the SEC.
Regulatory actions
A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.
Compensation Transparency
- Also registered with a broker-dealer
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.