Lpl Financial Llc
1055 LPL WAY, Fort Mill, South Carolina 29715
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
value of assets in the account, including cash holdings. The maximum Advisor Fee is 1.00%. LPL shares between 90% and 100% of the Advisor Fee with the unaffiliated financial institution with which IAR is associated, or its affiliate, based on the agreement between LPLE and the financial
Source: Form ADV Part 2 BrochureDisciplinary Disclosures
This firm has 342 disclosures on record with the SEC.
Regulatory actions
A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.
Compensation Transparency
- Also registered with a broker-dealer
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.