Nine Thirty Capital Management, Llc
CARNEGIE HALL TOWER 152 WEST 57TH STREET, New York, New York 10019
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
Nine Thirty Capital's standard management fee for Client Accounts, if any, is 1.5% of assets under management per annum. Nine Thirty Capital’s standard fee is generally payable quarterly in advance and upon deposit of any funds or securities in the account by the client. The first payment will be ba
Source: Form ADV Part 2 BrochureCompensation Transparency
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.