Northern Trust Securities, Inc

DBA: Northern Trust Securities, Inc.

333 S. WABASH AVENUE, Chicago, Illinois 60604

SEC CRD#7927
Last ADV filed: 07/08/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee0.75%of assets under management

Detailed Fee Schedule

of Northern Trust, and their immediate family members, will be charged an annual fee of 0.75%, subject to stated annual minimum fees. 13 NTAC:3NS-20 NORTHERN TRUST SECURITIES, INC. FORM ADV PART 2A December 2024 Mutual funds and ETFs held in your managed account may impose internal administra

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUMFixed feesCommissions

Disciplinary Disclosures

This firm has 5 disclosures on record with the SEC.

Regulatory actions

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also registered with a broker-dealer
  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

Northern Trust Securities, Inc — Fiduciary Advisor Profile | FiduciaryListings