Novawave Capital
DBA: Novawave Capital Llc
149 COMMONWEALTH DR, Menlo Park, California 94025
SEC CRD#333205
Last ADV filed: 12/08/2025
Verified Fiduciary
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Fee-Only Verified
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
Clean Disciplinary Record
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
No Conflicts Detected
Based on SEC filings, this firm does not sell insurance, operate as a broker-dealer, or offer proprietary products.
Fee Structure
AUM-Based Fee2.50%of assets under management
Compensation methods:
Percentage of AUMPerformance-based fees
Compensation Transparency
Based on SEC filings, this firm is compensated exclusively through client fees. No additional revenue from insurance sales, brokerage commissions, or proprietary products was disclosed.