Riverrock Asset Management Llc

7204 NAVIGATION BLVD., Houston, Texas 77011

SEC CRD#147691
Last ADV filed: 03/31/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Fee-Only Verified

Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.

Clean Disciplinary Record

No criminal, civil, or regulatory disclosures found in SEC or FINRA records.

No Conflicts Detected

Based on SEC filings, this firm does not sell insurance, operate as a broker-dealer, or offer proprietary products.

Fee Structure

AUM-Based Fee1.50%of assets under management

Detailed Fee Schedule

Management fees paid by the Funds range from 1% to 1.5% per annum and are generally based on capital commitments, a percentage of a Fund’s portfolio value, or (in the case of the Longevity Fund) the fair market value of the Longevity Fund’s assets. Each Fund is

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUMPerformance-based fees

Compensation Transparency

Based on SEC filings, this firm is compensated exclusively through client fees. No additional revenue from insurance sales, brokerage commissions, or proprietary products was disclosed.

Riverrock Asset Management Llc — Fiduciary Advisor Profile | FiduciaryListings