Rockefeller Capital Management
DBA: Rockefeller Financial Llc
45 ROCKEFELLER PLAZA, New York, New York 10111
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
less Rebate Revenue less the RFLLC Fee Credit) does not exceed an annualized rate of 0.035%. Further, the Platform Fee will not be charged on assets greater than $75 million across Eligible Platform Fee Accounts within a client’s household. Each quarter we will allocate, on a pro rata
Source: Form ADV Part 2 BrochureDisciplinary Disclosures
This firm has 3 disclosures on record with the SEC.
A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.
Compensation Transparency
- Also registered with a broker-dealer
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.