S. Williams Capital, Llc
5 WEST 37TH STREET, New York, New York 10018
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
Item 5. Fees and Compensation Investment Management Fee: • 1.0% annual (0.25% quarterly) management fee Management fees are deducted from the client’s account by the qualified custodian with written client authorization. Management fees are calculated as a percentage
Source: Form ADV Part 2 BrochureCompensation Transparency
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.