Secure Retirement Financial & Insurance Services Corp.

2333. SAN RAMON VALLEY BOULEVARD, San Ramon, California 94583

SEC CRD#132777
Last ADV filed: 11/21/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee2.00%of assets under management

Detailed Fee Schedule

on a percentage of assets under management, and in no case will fees exceed 2% of assets under management. Additionally, fees are not collected more than six (6) months in advance of the services for those fees. Fees based on assets under management are as follows: Market Value of Portfolio Ann

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUM

Disciplinary Disclosures

This firm has 2 disclosures on record with the SEC.

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also registered with a broker-dealer
  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

Secure Retirement Financial & Insurance Services Corp. — Fiduciary Advisor Profile | FiduciaryListings