St. James Investment Advisors, Llc
414 MAIN STREET, Port Jefferson, New York 11777
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.
No criminal, civil, or regulatory disclosures found in SEC or FINRA records.
This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.
Fee Structure
Detailed Fee Schedule
Equity Portfolio 0.65% Sub-Advised Accounts: All Portfolio Values Maximum Annual Fee 0.60% 7 | P a g e St. James offers sub-advised portfolio management services to independent registered investment advisers, broker- dealers and trust companies. Clients pay this fee, quarterly, in a
Source: Form ADV Part 2 BrochureCompensation Transparency
- Also offers proprietary investment products
These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.