Summit Financial Advisors, Inc.
300 N. MAIN STREET, Middletown, Ohio 45042
SEC CRD#145007
Last ADV filed: 06/17/2025
Verified Fiduciary
Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.
No Conflicts Detected
Based on SEC filings, this firm does not sell insurance, operate as a broker-dealer, or offer proprietary products.
Fee Structure
Compensation methods:
Percentage of AUMFixed feesCommissions
Disciplinary Disclosures
This firm has 2 disclosures on record with the SEC.
Regulatory actions
A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.
Compensation Transparency
Based on SEC filings, this firm is compensated exclusively through client fees. No additional revenue from insurance sales, brokerage commissions, or proprietary products was disclosed.