Taglich Brothers, Inc.

37 MAIN STREET, Cold Spring Harbor, New York 11724

SEC CRD#29102
Last ADV filed: 06/25/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee2.00%of assets under management

Detailed Fee Schedule

clearing firm. All fees for our services are negotiated. The Asset Management Fee is 2% of all the client's assets we manage. If the investment advisory contract is executed at any time other than the first day of a calendar quarter, our fees will apply on a pro rata basis, which

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUM

Disciplinary Disclosures

This firm has 11 disclosures on record with the SEC.

A disclosure does not necessarily indicate wrongdoing. Verify details on SEC Adviser Info or FINRA BrokerCheck.

Compensation Transparency

  • Also registered with a broker-dealer
  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

Taglich Brothers, Inc. — Fiduciary Advisor Profile | FiduciaryListings