Unifi Asset Management Lp

ONE BATTERY PARK PLAZA, New York, New York 10004

SEC CRD#330942
Last ADV filed: 03/25/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Fee-Only Verified

Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.

Clean Disciplinary Record

No criminal, civil, or regulatory disclosures found in SEC or FINRA records.

No Conflicts Detected

Based on SEC filings, this firm does not sell insurance, operate as a broker-dealer, or offer proprietary products.

Fee Structure

AUM-Based Fee1.75%of assets under management

Detailed Fee Schedule

investment management fee each month in advance ranging from 0.50% to 1.75% per annum based on the value of the net assets of the respective Client on the first business day of each month (the "Management Fee"). The Adviser may waive or modify the Management Fee for investors that

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUMPerformance-based fees

Compensation Transparency

Based on SEC filings, this firm is compensated exclusively through client fees. No additional revenue from insurance sales, brokerage commissions, or proprietary products was disclosed.

Unifi Asset Management Lp — Fiduciary Advisor Profile | FiduciaryListings