Usca Asset Management Llc

4444 WESTHEIMER, Houston, Texas 77027

SEC CRD#137045
Last ADV filed: 03/27/2025
Verified Fiduciary

Confirmed via SEC Form ADV registration data. This firm has a legal obligation to act in your best interest.

Fee-Only Verified

Compensation comes exclusively from client fees. No commissions, no product sales, no kickbacks.

Clean Disciplinary Record

No criminal, civil, or regulatory disclosures found in SEC or FINRA records.

Additional Compensation Disclosed

This firm has disclosed additional revenue sources (insurance, brokerage, or proprietary products) in their SEC filings. Review the details below.

Fee Structure

AUM-Based Fee0.75%of assets under management

Detailed Fee Schedule

USCA Funds. Management Fees For its services to ATF, USCA receives an annual management fee of 0.75%, payable monthly in arrears. For its services to ARS, USCA receives an annual management fee of 0.75%, payable quarterly in advance. For services provided to HRG, USCA receives an annual management

Source: Form ADV Part 2 Brochure
Compensation methods:
Percentage of AUMPerformance-based fees

Compensation Transparency

  • Also offers proprietary investment products

These additional revenue sources are disclosed in the firm's Form ADV filing with the SEC. Ask the advisor directly how these affiliations affect the advice you receive.

Usca Asset Management Llc — Fiduciary Advisor Profile | FiduciaryListings