Fiduciary advisors in Rochester, NY

26 registered advisers

26 SEC-registered fiduciary advisory firms operate in Rochester, New York. Of those, 18 are fee-only practices that do not earn commissions from financial product sales. Local investors can compare fee structures, disciplinary records, and AUM data for each firm in the directory below.

ASHTON THOMAS SECURITIES, LLC

Clean RecordAlso Compensated via Brokerage
Rochester, New YorkCRD #16629
Typical Fee--
AUM$1.7B
Minimum--
Clients2,599

BOYD CAPITAL

Clean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #312070
Typical Fee--
AUM$124M
Minimum--
Clients643

BRIGHTON SECURITIES CORP.

Also Compensated via Brokerage
Rochester, New YorkCRD #3875
Typical Fee--
AUM$986M
Minimum$10,000
Clients3,384

CORE ALPHA, INC.

Clean RecordAlso Compensated via Brokerage
Rochester, New YorkCRD #119635
Typical Fee--
AUM$113M
Minimum--
Clients761

ENGLESON & ASSOCIATES

Clean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #126349
Typical Fee--
AUM$102M
Minimum--
Clients643

FAMA FIDUCIARY WEALTH LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #125627
Typical Fee--
AUM$100M
Minimum--
Clients209

FIEN CAPITAL MANAGEMENT, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #114951
Typical Fee--
AUM$138M
Minimum--
Clients109

HAYES ASSET MANAGEMENT, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #141220
Typical Fee--
AUM$117M
Minimum--
Clients310

HIGH FALLS ADVISORS, INC.

Clean RecordAlso Compensated via Brokerage
Rochester, New YorkCRD #108678
Typical Fee--
AUM$607M
Minimum--
Clients1,762

HOWE AND RUSLING, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #104627
Typical Fee--
AUM$2.0B
Minimum--
Clients3,045

ICONOCLASTIC CAPITAL MANAGEMENT LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #310132
Typical Fee--
AUM$55M
Minimum--
Clients124

INDIANO CAPITAL MANAGEMENT

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #122620
Typical Fee--
AUM$276M
Minimum--
Clients112

LAYLINE ADVISORS

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #285136
Typical Fee--
AUM$131M
Minimum--
Clients418

LIFEMARK SECURITIES CORP.

Also Compensated via Brokerage
Rochester, New YorkCRD #16204
Typical Fee--
AUM$461M
Minimum--
Clients2,021

NORTHLANDING FINANCIAL PARTNERS, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #167055
Typical Fee--
AUM$129M
Minimum--
Clients418

NOVEM GROUP

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #158964
Typical Fee--
AUM$1.7B
Minimum--
Clients5,571

OAK CREST ADVISORY, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #304255
Typical Fee--
AUM$70M
Minimum--
Clients404

PRENTICE WEALTH MANAGEMENT LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #160052
Typical Fee--
AUM$568M
Minimum--
Clients1,034

RDG CAPITAL MANAGEMENT LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #329749
Typical Fee--
AUM$105M
Minimum--
Clients91

RISE ADVISORS, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #309760
Typical Fee--
AUM$341M
Minimum--
Clients1,169

ROCHESTER INVESTMENTS

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #306782
Typical Fee--
AUM$59M
Minimum--
Clients325

SAGE, RUTTY & CO., INC.

Clean RecordAlso Compensated via Brokerage
Rochester, New YorkCRD #3254
Typical Fee--
AUM$3.0B
Minimum--
Clients7,702

SCHAFFER & COMPANY ASSET MANAGEMENT, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #138463
Typical Fee--
AUM$70M
Minimum--
Clients539

SENECA FINANCIAL ADVISORS LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #152824
Typical Fee--
AUM$847M
Minimum--
Clients1,128

W & S MANAGEMENT SERVICES, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #127852
Typical Fee--
AUM$134M
Minimum--
Clients427

WHITNEY & COMPANY

Fee-OnlyClean RecordAlso Compensated via Product Sales
Rochester, New YorkCRD #117307
Typical Fee--
AUM$1.2B
Minimum--
Clients1,744
Fiduciary Advisors in Rochester, New York | FiduciaryListings