Fiduciary advisors in Rhode Island

47registered advisers
37fee-only verified

Rhode Island packs 47 SEC-registered fiduciary advisors into the nation's smallest state by area. Fee-only firms account for 37 of that total. Providence and Newport serve different ends of the wealth spectrum, with Newport's seasonal residents often requiring multi-state tax coordination.

Cities

Barrington1Charlestown1Cranston1East Greenwich2East Providence1Johnston1Lincoln1Newport3Portsmouth1Providence19Rumford1Smithfield2Wakefield2Warren1Warwick5West Warwick1Westerly4

Top advisors

ALPHA DOG ADVISORS, RUFF

Fee-OnlyAlso Compensated via Product Sales
Cranston, Rhode IslandCRD #152001
Typical Fee--
AUM$131M
Minimum--
Clients609

ARLEN CAPITAL, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Warwick, Rhode IslandCRD #118113
Typical Fee--
AUM$349M
Minimum--
Clients690

AXIS WEALTH PARTNERS, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
East Providence, Rhode IslandCRD #167122
Typical Fee--
AUM$290M
Minimum--
Clients1,585

BARRETT & COMPANY

Also Compensated via Brokerage
Providence, Rhode IslandCRD #1175
Typical Fee--
AUM$453M
Minimum--
Clients1,040

BLUE FIN CAPITAL, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Warren, Rhode IslandCRD #108451
Typical Fee--
AUM$651M
Minimum--
Clients651

BOUNTIFUL INVESTMENT MANAGEMENT LLC

Fee-OnlyAlso Compensated via Product Sales
Rumford, Rhode IslandCRD #281437
Typical Fee--
AUM$131M
Minimum--
Clients956

BREACHWAY INVESTMENTS, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Charlestown, Rhode IslandCRD #299102
Typical Fee--
AUM$156M
Minimum--
Clients441

BROWN, LISLE/CUMMINGS, INC

Also Compensated via Brokerage
Providence, Rhode IslandCRD #1331
Typical Fee--
AUM$415M
Minimum--
Clients445

CANTON HATHAWAY LLC

Fee-OnlyAlso Compensated via Product Sales
Providence, Rhode IslandCRD #297527
Typical Fee--
AUM$673M
Minimum--
Clients109

CAPITAL WEALTH MANAGEMENT, LLC

Clean RecordAlso Compensated via Brokerage
West Warwick, Rhode IslandCRD #157959
Typical Fee--
AUM$1.0B
Minimum--
Clients632

CITIZENS SECURITIES, INC.

Also Compensated via Brokerage
Johnston, Rhode IslandCRD #39550
Typical Fee--
AUM$9.2B
Minimum--
Clients53,044

D & P INVESTMENT ADVISORS, LTD.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Wakefield, Rhode IslandCRD #119631
Typical Fee--
AUM$174M
Minimum--
Clients633

DIVERSIFIED RESOURCES, LLC

Also Compensated via Brokerage
Warwick, Rhode IslandCRD #31346
Typical Fee--
AUM$234M
Minimum--
Clients1,139

ELIOT ROSE WEALTH MANAGEMENT, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #120465
Typical Fee--
AUM$186M
Minimum--
Clients400

FENWAY PARTNERS, LLC

Fee-OnlyAlso Compensated via Product Sales
Westerly, Rhode IslandCRD #160630
Typical Fee--
AUM$220M
Minimum--
Clients3

FIAM LLC

Fee-OnlyAlso Compensated via Product Sales
Smithfield, Rhode IslandCRD #133196
Typical Fee--
AUM$270.7B
Minimum--
Clients600

FINANCIAL INDEPENDENCE, LLC

Fee-Only, No ConflictsClean Record
Warwick, Rhode IslandCRD #150515
Typical Fee--
AUM$288M
Minimum--
Clients895

FIRST FINANCIAL ADVISORY SERVICES INC

Clean RecordAlso Compensated via Product Sales
Westerly, Rhode IslandCRD #105031
Typical Fee--
AUM$250M
Minimum--
Clients1,085

FORBES FINANCIAL PLANNING, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
East Greenwich, Rhode IslandCRD #143912
Typical Fee--
AUM$196M
Minimum--
Clients867

GLOBAL STRATEGIC RISK MANAGEMENT, LLC

Fee-Only, No ConflictsClean Record
Providence, Rhode IslandCRD #327157
Typical Fee--
AUM$1.7B
Minimum--
Clients4

HALL CAPITAL MANAGEMENT COMPANY, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Barrington, Rhode IslandCRD #108141
Typical Fee--
AUM$369M
Minimum--
Clients1,067

HAVE RIA, INC.

Fee-Only, No ConflictsClean Record
Providence, Rhode IslandCRD #327137
Typical Fee--
AUM$162M
Minimum--
Clients1

LINCOLN CAPITAL CORPORATION

Fee-OnlyClean RecordAlso Compensated via Product Sales
East Greenwich, Rhode IslandCRD #109922
Typical Fee--
AUM$378M
Minimum--
Clients859

MARSTONE LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #164810
Typical Fee--
AUM$2M
Minimum--
Clients154

MCGUIRE WEALTH MANAGEMENT

Fee-OnlyClean RecordAlso Compensated via Product Sales
Wakefield, Rhode IslandCRD #296271
Typical Fee--
AUM$819M
Minimum--
Clients800

MYSTIC ASSET MANAGEMENT

Clean RecordAlso Compensated via Product Sales
Warwick, Rhode IslandCRD #170361
Typical Fee--
AUM$529M
Minimum--
Clients329

NAPATREE CAPITAL LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Westerly, Rhode IslandCRD #292776
Typical Fee--
AUM$260M
Minimum--
Clients454

NAUTIC PARTNERS, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #159822
Typical Fee--
AUM$13.3B
Minimum--
Clients22

NEWMAN DIGNAN & SHEERAR, INC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #107565
Typical Fee--
AUM$669M
Minimum--
Clients1,081

PARSONS CAPITAL MANAGEMENT INC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #106295
Typical Fee--
AUM$2.1B
Minimum--
Clients1,864

PLUM POINTE WEALTH MANAGEMENT

Fee-OnlyAlso Compensated via Product Sales
Providence, Rhode IslandCRD #332618
Typical Fee--
AUM$207M
Minimum--
Clients935

PROFESSIONAL PLANNING GROUP

Clean RecordAlso Compensated via Brokerage
Westerly, Rhode IslandCRD #108868
Typical Fee--
AUM$1.2B
Minimum--
Clients2,354

PROVIDENCE EQUITY PARTNERS L.L.C.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #155678
Typical Fee--
AUM$22.7B
Minimum--
Clients38

SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #109013
Typical Fee--
AUM$122M
Minimum--
Clients81

SIGNET INVESTMENT ADVISORY GROUP, INC.

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #123910
Typical Fee--
AUM$345M
Minimum--
Clients717

SK WEALTH MANAGEMENT, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #109114
Typical Fee--
AUM$639M
Minimum--
Clients1,206

SLOCUM, GORDON & CO. LLP

Fee-OnlyClean RecordAlso Compensated via Product Sales
Newport, Rhode IslandCRD #104929
Typical Fee--
AUM$219M
Minimum--
Clients253

SOWA FINANCIAL GROUP

Fee-OnlyClean RecordAlso Compensated via Product Sales
Lincoln, Rhode IslandCRD #107646
Typical Fee--
AUM$517M
Minimum--
Clients1,400

STRATEGICPOINT INVESTMENT ADVISORS LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #124636
Typical Fee--
AUM$806M
Minimum--
Clients1,963

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

Clean RecordAlso Compensated via Product Sales
Warwick, Rhode IslandCRD #108705
Typical Fee--
AUM$336M
Minimum--
Clients1,324

TRANSWESTERN CAPITAL ADVISORS, LLC

Fee-Only, No ConflictsClean Record
Newport, Rhode IslandCRD #141605
Typical Fee--
AUM$74M
Minimum--
Clients1

UNISON

Fee-Only, No ConflictsClean Record
Providence, Rhode IslandCRD #155470
Typical Fee--
AUM$1.8B
Minimum--
Clients296

UPPER90

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #304179
Typical Fee--
AUM$920M
Minimum--
Clients29

WEALTH MANAGEMENT RESOURCES, INC.

Clean RecordAlso Compensated via Brokerage
Smithfield, Rhode IslandCRD #45452
Typical Fee--
AUM$385M
Minimum--
Clients1,508

WEALTHCARE INVESTMENT PARTNERS LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Portsmouth, Rhode IslandCRD #296475
Typical Fee--
AUM$655M
Minimum--
Clients2,876

WEYBOSSET RESEARCH & MANAGEMENT, LLC

Fee-OnlyClean RecordAlso Compensated via Product Sales
Providence, Rhode IslandCRD #108047
Typical Fee--
AUM$341M
Minimum--
Clients225

YOUNG RICHARD C & CO LTD

Fee-OnlyClean RecordAlso Compensated via Product Sales
Newport, Rhode IslandCRD #105866
Typical Fee--
AUM$1.6B
Minimum--
Clients2,036
Fiduciary Financial Advisors in Rhode Island | FiduciaryListings